regulation nms造句

• In 2009 in the United States under an exception to Rule 602 of Regulation NMS flash orders were allowed.
• Beyond the operational efficiency gained, this data consistency became increasingly necessary to enable compliance with regulatory requirements, such as Sarbanes Oxley, Regulation NMS and the Basel 2 accord.
• ECNs enjoyed a resurgence after the adoption of SEC Regulation NMS, which required " trade through " protection of orders in the market, regardless of where those orders are placed.
• "Regulation NMS makes for strange bedfellows, " said Eric D . Roiter, senior vice president and general counsel for the mutual fund arm of Fidelity Investments, which does not support the original version of NMS or the talk of the revised version, either.
• The Securities and Exchange Commission announced late Tuesday that it would unveil its latest proposal for an overhaul of the U . S . stock markets, called Regulation NMS ( National Market Structure ), and give market participants 30 to 90 days to comment on it.
• At the time of the Flash Crash, in May 2010, high-frequency traders were taking advantage of unintended consequences of the consolidation of the U . S . financial regulations into Regulation NMS, designed to modernize and strengthen the United States National Market System for equity securities.
• Regulation NMS ( Reg NMS ), which applies to U . S . stock exchanges, supports two types of IOC orders, one of which is Reg NMS compliant and will not be routed during an exchange sweep, and one that can be routed to other exchanges.